Integrated Wealth Management has contracted with LPL Financial to provide clearing of trades, customized tools, world class service and compliance monitoring to make our clients experience exceptional and secure.

ABOUT LPL FINANCIAL

LPL Financial recognizes that investors need to feel good about the financial strength of the firms that guide them in making investment choices. Here is how LPL Financial is different. LPL Financial is not an investment bank. They do not provide loans to hedge funds or other speculators. Unlike other types of brokerage firms, LPL Financial does not maintain an inventory of investments, which means that our liquidity does not decline with the decrease of securities’ values.

Because LPL Financial does not engage in these practices, our business withstands shocks to the markets very well. LPL Financial is a technology and service partner to advisors and financial institutions as opposed to a traditional wirehouse business model that takes on additional risks. 

Just as important as our sound business model are our resources. Currently, there are nearly 2,700 employees behind LPL Financial advisors. With a 40-year tradition of offering independent financial advice, the personal service experience LPL Financial provides our financial advisors helps them to deliver individualized guidance to clients. The strength of these relationships, as much as the strength of our firm, is what sets LPL Financial professionals apart and enables millions of their clients to realize their most important financial goals and life dreams.

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ACCOUNT PROTECTION

LPL Financial's SIPC membership provides account protection up to a maximum of $500,000 per customer, of which $100,000 may be in cash. ( An explanatory brochure is available at www.sipc.org). Additionally, through Lloyd’s of London, LPL Financial accounts have additional securities protection to cover the net equity of customer accounts up to an overall aggregate firm limit of $575,000,000, subject to conditions and limitations. Please contact the Legal Department at LPL Financial for further information.

The account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments. This extensive coverage reflects a strong commitment to serving your investment needs.

Kevin C. Swanson is a Registered Representative with and securites and financial planning services are offered through LPL financial,
a Registered Investment Advisor. Member FINRA/SIPC www.finra.org www.sipc.org
The LPL Financial Representative associated with this site may only discuss investments with residents of California and Nevada.